Name : Financial Conduct Authority
Website : https://www.fca.org.uk/
Country : United Kingdom
Established : 2013
FCA regulate the conduct of nearly 45,000 businesses in the UK to ensure that financial markets work well. FCA's operational objectives are to: protect consumers from bad conduct; protect the integrity of the UK financial system; promote effective competition in the interests of consumers.
Name : Cyprus Securities and Exchange Commission
Website : https://www.cysec.gov.cy/
Country : Cyprus
Established : 2001
The Cyprus Securities and Exchange Commission (CySEC) is the independent public supervisory Authority responsible for the supervision of the investment services market, transactions in transferable securities carried out in the Republic of Cyprus and the collective investment and asset management sector. It also supervises the firms offering administrative services which do not fall under the supervision of ICPAC and the Cyprus Bar Association, as well as Crypto-Asset Services Providers. The vision of the CySEC is to establish the Cyprus securities market as one of the safest, most reliable and attractive destinations for investment.
Name : Australia Securities & Investment Commission
Website : https://asic.gov.au/
Country : Australian
Established : 1991
The Australian Securities and Investments Commission (ASIC) is Australia’s financial markets conduct regulator. ASIC regulates the conduct of Australian companies, financial markets, financial services organisations and professionals who deal in and advise on investments, superannuation, insurance, deposit-taking and credit.
Name : Financial Sector Conduct Authority
Website : https://www.fsca.co.za/
Country : South Africa
Established : 2018
The FSCA was established to be the dedicated market conduct regulator in South Africa's Twin Peaks regulatory model implemented via the Financial Sector Regulation Act. Our mandate includes all financial institutions that provide a financial product and/or a financial service as defined in the Financial Sector Regulation Act.
Name : The Financial Services Commission
Website : https://www.fscmauritius.org/
Country : Mauritius
Established : 2001
A total of 4329 institutions are regulated by FSC. The Financial Services Commission, Mauritius (the 'FSC') is the integrated regulator for the non-bank financial services sector and global business.
Name : Financial Services Agency
Website : https://www.fsa.go.jp/
Country : Japan
Established : 2000
The Financial Services Agency (FSA) oversees all financial services providers, including Forex brokers, in Japan. The ultimate aim of Japan's FSA is to maintain the country’s financial system and ensure its stability. It is also responsible for protecting security investors, insurance policyholders, and depositors.
Name : National Futures Association
Website : https://www.nfa.futures.org/
Country : United States
Established : 1974
NFA Membership Totals45077. Designated by the CFTC as a registered futures association,NFA is committed to having policies and procedures in place that protect its systems and safeguard customer data.
Name : Dubai Financial Services Authority
Website : https://www.dfsa.ae/
Country : Dubai
Established : 2004
The DFSA regulate 863 authorised firms. The DFSA’s regulatory mandate includes asset management, banking and credit services, securities, collective investment funds, custody and trust services, commodities futures trading, Islamic finance, insurance, an international equities exchange, and an international commodities derivatives exchange.
Name : Securities Commission of The Bahamas
Website : https://www.scb.gov.bs/
Country : Bahamas
Established : 1995
The Securities Commission of The Bahamas (the Commission), established in 1995, is committed to the growth and development of a vibrant, competitive financial services sector renowned for regulatory excellence.
Name : Securities and Commodities Authority
Website : https://www.sca.gov.ae/
Country : Malaysia
Established : 1993
Since 2021, the SCA Securities and Commodities Authority has regulated a total of 45 newly listed companies. SCA provides a reliable, competitive and sustainable investment environment in the world's leading capital markets.
Name : Financial Services and Markets Authority
Website : https://www.fsma.be/
Country : Belgium
Established : 2011
The FSMA is a member of the European Securities and Markets Authority (ESMA) and of the European Insurance and Occupational Pensions Authority (EIOPA). The chairman of the FSMA was, in 2022, elected chair of the IOSCO Board and also chairs its European Regional Committee.
Name : Financial Markets Authority
Website : https://www.fma.govt.nz/
Country : New Zealand
Established : 2011
The FMA works with the Australian Securities and Investments Commission (ASIC) to streamline trans-Tasman regulation.FMA also contribute to the development of international standards for financial market regulation and are a member of IOSCO - the International Organisation of Securities Commissions.
Name : Central Bank of Ireland
Website : https://cbil.com.hk/
Country : America
Established : 2011
Central Business Information Limited (CBI) is a global business information company that operates in Hong Kong China, Mainland China, and 214 countries and regions, providing a comprehensive range of services.
Name : The Financial Futures Association of Japan
Website : https://www.ffaj.or.jp/
Country : Japan
Established : 1989
FFAJ has a total membership of 139 organizations (135 Membership and 4 Special Membership) , by providing services in such areas as guidance on industry-wide self regulation.
Name : Vanuatu Financial Services Commission
Website : https://www.vfsc.vu/
Country : Vanuatu
Established : 1993
The VFSC was the Registrar of Companies and the Official Receivership Department of the Treasury since 1971 under the then, the main function of the VFSC is to operate an effective and efficient Registry.
Name : Investment Industry Regulatory Organization of Canada
Website : https://www.iiroc.ca/
Country : Canada
Established : 2008
IROC averaged 1,235 contacts annually from 2020 to 2022 regarding trading on Canadian debt and equity markets.IROC is committed to protecting investors, protecting market integrity, and building Canadians’ trust in financial regulation and the people managing their investments.
Name : Cayman Islands Monetary Authority
Website : https://www.cima.ky/
Country : Grand Cayman, Cayman Islands
Established : 1997
Cayman Islands Monetary Authority (CIMA)Registered businesses up to 24,583.Cayman Islands Monetary Authority (CIMA) is the primary regulator responsible for the regulation and supervision of financial services entities operating in and from the Cayman Islands.
Name : Monetary Authority of Singapore
Website : https://www.mas.gov.sg/
Country : Singapore
Established : 1971
MAS has 3,461 regulated financial institutions in Singapore.MAS key skills are Promoting Economic Growth and Financial Stability,Maintaining a Robust, Resilient and Trusted Financial Centre,Developing an Innovative and Inclusive Financial Centre.
Name : Federal Financial Supervisory Authority
Website : https://www.bafin.de/
Country : Germany
Established : 2002
BaFin supervises about 2,700 banks, 800 financial services institutions, and over 700 insurance undertakings. BaFin's main objective is to ensure the proper functioning, stability and integrity of Germany's financial system. Another part of BaFin's mandate is to prevent the financial system from being misused for money laundering or terrorist financing purposes.
Name : Curaçao and Sint Maarten
Website : https://www.centralbank.cw/
Country : Netherlands Antilles
Established : 1828
A total of 396 institutions are regulated by CBCS. The CBCS's most important objectives are to maintain the external stability of the Netherlands Antillean guilder (NAf.), and to promote the efficient functioning of the financial system in the Countries Curaçao and Sint Maarten. To realize these objectives, CBCS - as supervisory authority - has frequently recurred to credit control measures and/or to changing the discount rate.
Name : Securities and Futures Commission of Hong Kong
Website : https://www.sfc.hk/
Country : Hong Kong
Established : 1989
In May 1989, the SFC was officially established as an independent statutory regulator. Further reviews to improve the regulatory regime were conducted after the 1997 Asian financial crisis. The Securities and Futures Ordinance came into effect on 1 April 2003, consolidating and modernising the statutes previously regulating Hong Kong's securities and futures markets.
Name : The Autorité des Marchés Financiers
Website : https://www.amf-france.org/
Country : French
Established : 2003
The Autorité des Marchés Financiers (AMF) regulates the French financial market place, its participants and the investment products distributed via the markets. It also ensures that investors are properly informed and and is a driving force behind regulatory change at both European and international levels.
Name : National Commission for Companies and the Stock Exchange
Website : https://www.consob.it
Country : Italian
Established : 1974
CONSOB is the supervisory authority for the Italian financial products market; its aims are to protect investors and the efficiency, transparency and development of the market.
Name : Swiss Financial Market Supervisory Authority
Website : https://www.finma.ch/
Country : Swiss
Established : 2007
FINMA - an independent supervisory authority FINMA is Switzerland’s independent financial-markets regulator. Its mandate is to supervise banks, insurance companies, financial institutions, collective investment schemes, and their asset managers and fund management companies.
Name : Capital Markets Authority (Kenya)
Website : https://www.cma.or.ke/
Country : The Kingdom of Saudi Arabia
Established : 2003
The Capital Markets Authority (CMA) is an independent public agency established by an Act of Parliament, Cap 485 A under the National Treasury and Econimic Planning. CMA is charged with the prime responsibility of supervising, licensing and monitoring the activities of market intermediaries, including the Stock Exchange and the Central Depository and Settlement Corporation(CDSC).
Name : Commission de Surveillance du Secteur Financier
Website : https://www.cssf.lu/
Country : Luxembourg
Established : 1998
The European System of Financial Supervision (ESFS) was created on 1 January 2011 in order to enhance the control of the financial activities in the European Union. It brings together the national supervisory authorities together in a solidly linked community network of which the CSSF is part.
Name : Comisión Nacional del Mercado de valores
Website : https://www.cnmv.es/portal/home.aspx
Country : Spain
Established : 2017-09-13
The National Securities Market Commission (CNMV) is the body responsible for the supervision and inspection of Spanish securities markets and the activity of all those involved in them. The CNMV was created by Securities Market Law 24/1988, which represented a thorough reform of this segment of the Spanish financial system; and since then, its regime has been updated to adapt to the evolution of financial markets and to introduce new measures to protect investors.The aim of the CNMV is to ensure the transparency of Spanish securities markets and the correct formation of prices, as well as the protection of investors.
Name : Jordan Securities Commission
Website : https://www.jsc.gov.jo/
Country : Jordan
Established : 1997
The Jordanian Securities Commission (JSC) was established in 1997 as a public institution with financial and administrative autonomy, responsible for developing, regulating, and supervising Jordan's capital market to maintain a favorable investment environment and protect investors.